Now, from the creators of SecuritiesHub/Bond.Hub and Hub Connex, a new service specifically designed to help solve the paperwork headaches of providing critical documentation to your broker-dealer counterparties and regulators.

The Compliance Hub Counterparty Documentation Module is a complete solution with proven processes and services specifically designed to address the document sharing requirements of the Securities industry.

Via our online secure website, documents are stored, emailed and updated by your company administrators and viewed, retrieved or downloaded by authorized broker-dealer counterparties.

Manage a variety of document types such as:

• Constitutive Documents — Account documentation, Certificates of Formation, Certificates of Authority, Corporate Resolutions, Certificates of Incorporation, Tax Forms, Memorandum of Association, etc.



• Master Agreements — Futures Trading Agreements, ISDA Master Agreements and Confirms, Prime Broker Clearing Agreements REPO Agreements, etc.



• Regulatory Documents ...and more.

Compliance Hub helps you establish audit and compliance processes and provides CEOs and COOs at-a-glance information such as key ISDA agreements provisions. It is 100% confidential, secure, and quick to deploy so you lower costs and earn a fast ROI. Documents can be stored on our secure network with full redundancy, providing a level of integrated business continuity, or if you choose, store documents on your company's server making them accessible to those whom you authorize via a Web hyperlink.

Click here to go to the Compliance Hub website for more information on how the Compliance Hub service works and to download brochures and forms...